As the landscape of marketing financial products and services evolves, staying on top of regulatory nuances and compliance measures isn’t just nice to have – it’s mission-critical.
Catch up on our recent webinar below as our presenters guide you through:
- General principles for marketing and promoting financial products and services, including those in RG 234
- Misleading and deceptive conduct (including Greenwashing)
- Anti-hawking and the Spam Act 2003
- What to keep in mind when making pricing promises
- How to navigate the deferred sales model for add-on insurance products
- Understanding how all these requirements differ for wholesale vs retail clients
- ASIC surveillance and enforcement activities
- And more.
