Jenny Mulders

Jenny is a compliance professional with over 25 years’ experience in the financial services industry across Australia and the UK. Her clients are typically boutique financial planners, investment advisers and fund managers who come to her for her deep knowledge and expertise in the industry.

“I provide compliance and regulation services to the financial services sector which I have done in Australia and the United Kingdom for more than 25 years. My expertise advising boutique financial planners, investment advisers and fund managers brings me great satisfaction.

I am experienced advising on all aspects of compliance and regulation including quality assurance, and the provision of compliance programs and auditing processes. I guide businesses to identify and mitigate risk, and I am experienced in several financial products and asset classes including securities, MDA’s, Managed Funds, Fixed Interest, Foreign Exchange and more.

I am a Fellow of the Governance Institute of Australia and currently the Chair of the IMAP Regulatory Committee. I have participated in numerous industry committees including the FPA, SDIA, ASX, SFA and the Bank of England.”

Industry and career experience

Jenny has experience advising on all aspects of Compliance, including:

Compliance Frameworks
Compliance Programs
Internal Audit
Quality Assurance
AFSL Licensing
Risk Management
Policy documentation

Across a range of industry sectors including:

Managed Funds (Property and Equity)
Securities
MDA’s
Insurance
Superannuation
Margin Lending
Fixed Interest

Jenny has worked with a number of public and private clients across a variety of sectors including:

Financial Services
SMEs

Prior to joining Source, Jenny was Director and Founder of QRC Consulting providing compliance services to a range of SME businesses in the financial services and broking industry. Prior to that, she worked at Wilson HTM, Suncorp, Citi and Lehman Brothers.

Qualifications