Jordan Lake

Compliance Officer

Jordan is a Compliance Officer with a wealth of expertise in the Banking and Financial Service industry, with a specialised focus on Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and overall Compliance.

“My experience in the Banking and Financial Services sector has equipped me with the ability to craft bespoke compliance strategies tailored to meet the unique needs of diverse clientele. My client-centric approach has allowed me to make a substantial impact on the compliance landscape and make a great difference to key stakeholders to ensure their compliance with ASIC and AUSTRAC regulations are met.”

Prior to joining Source, Jordan worked for a multi-asset prime broker as a Compliance Officer, advising on internal Policies and Procedures and acting as a subject matter expert on AML and CTF.

 

Expertise

Jordan has predominantly worked in roles within private companies, but also provides compliance services to public companies. Additionally, he has experience in back-office operational roles, with specialisation in Managed Funds, Unregistered Investment Schemes, Equities, and CFDs.

 

Qualifications

  • Bachelor of Economics and Finance (Economics & Finance) – University of Wollongong
  • RG146 Qualified – Managed Investments, Generic Knowledge and AML/CTF

 

Get to know Jordan

In his spare time, Jordan enjoys exercising and watching football with his partner.

 

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